Managed IT Services for Financial Services
Compliance-ready IT for private equity, wealth management, and investment advisory firms. GLBA, FINRA, and SOX controls backed by 24/7 SOC monitoring.
About Finance
In the Texas financial world, technology does more than support operations. It defines reputation. Financial firms live under constant pressure to safeguard sensitive client data, stay compliant, and deliver reliable service.
Uprite Services helps firms across Houston, Dallas, and San Antonio stay ahead with managed IT solutions built specifically for private equity groups, wealth management firms, investment advisors, and other financial services firms. Houston firms can go deeper on local coverage, response times, and examiner-ready documentation on our financial services IT in Houston page.
Our focus is simple: keep your systems secure, compliant, and running smoothly so you can focus on clients. Not IT headaches.
Get Your Free Financial IT AssessmentWhy Texas Financial Firms Choose Uprite
Financial institutions can’t afford downtime or compliance missteps. That’s why firms across Texas trust Uprite Services. We understand how technology shapes your ability to serve clients and protect assets. CPA firms sizing up providers before busy season can start with our guide to choosing IT support for Houston CPAs.
Here’s what sets us apart:
- In-depth knowledge of GLBA, FINRA, SOX, and Texas SB 2610 regulations
- Decades supporting financial and professional service firms
- Texas-based experts providing real-time local support
- 24/7 monitoring and SOC-backed cybersecurity
- Proven uptime and compliance performance year over year
Stephen Sweeney, CEO, Uprite Services: “When it comes to compliance, there’s no margin for error. We built our Uprite TRUST℠ suite to give financial firms reliability and peace of mind.”
The Uprite TRUST℠ Suite for Financial Institutions
Our Uprite TRUST℠ suite was created for firms that expect more than basic IT support. It’s a compliance-ready framework tailored for financial institutions.
| Framework | Focus | Best For |
|---|---|---|
| Uprite TRUST Complete℠ | Fully managed IT. Infrastructure, cybersecurity, and helpdesk included | Firms seeking an all-inclusive IT department replacement |
| Uprite TRUST rComplete℠ | Remote IT support. No on-site services | Firms operating remotely or across multiple Texas branches |
| Uprite TRUST Impact℠ | Co-managed IT partnership | Firms with internal IT teams that want additional support |
| Uprite TRUST Secure℠ (GLBA) | Compliance-first IT and vCISO guidance | Firms handling sensitive financial data or facing strict audits |
Every tier comes with proactive monitoring, regular risk reviews, and audit-ready documentation.
IT Compliance That Meets Financial Industry Standards
If your firm handles financial data, compliance isn’t optional. It’s mission-critical. We design systems that stay compliant by default. So your next audit feels less like a fire drill.
We align your IT with:
- GLBA (Gramm-Leach-Bliley Act): Financial data safeguards
- SOX (Sarbanes-Oxley Act): Data integrity and reporting accuracy
- FINRA: Security and recordkeeping standards for broker-dealers
- SOC 2: Data control framework for confidentiality
- Texas SB 2610: Statewide “reasonable cybersecurity” requirement
- NIST CSF: Cybersecurity risk management and controls
Our solutions include:
- Continuous compliance tracking and documentation
- vCISO oversight and policy management
- Pen testing and vulnerability remediation
- Employee training for phishing and security awareness
We don’t wait for audits. We prepare you for them.
Schedule Your Compliance ConsultationCybersecurity That Protects Your Firm and Clients
Cyber threats hit the financial sector first and hardest. We combine real-time monitoring with human expertise to keep your systems locked down.
Our cybersecurity lineup covers:
- Managed Backup & Disaster Recovery (BDR)
- Security Information & Event Management (SIEM)Encrypted data storage and retrieval
- Multi-Factor Authentication (MFA)
- Endpoint encryption and patch management
- Dark web and credential monitoring
- Phishing prevention and email filtering
- 24/7 SOC-based response
Every protection layer is mapped to GLBA and FINRA standards to ensure compliance and confidence.
Business Continuity and Cloud Solutions
A system outage during market hours can cost more than revenue—it can damage client trust. We help you avoid both.
Our continuity solutions include:
- Managed Backup & Disaster Recovery (BDR)
- Private and hybrid cloud hosting
- Encrypted data storage and retrieval
- Managed VoIP and secure remote access
- Redundant networking and failover systems
You’ll always have access to client data and applications, whether your team is in-office, remote, or on the road.
Financial Software and Platform Expertise
Our engineers don’t just support technology. We understand the software driving your financial operations across private equity, investment advisory, and wealth management practices.
We support:
- Core Accounting: Sage Intacct, QuickBooks
- Wealth Management & CRM: Wealthbox, Redtail, Salesforce Financial Services Cloud
- Portfolio Management: Orion, Envestnet, Black Diamond, Morningstar Office
From setup to patching, we keep your tools optimized, secure, and audit-ready.
Co-Managed and Remote IT Models
Whether your team is in-house, remote, or hybrid, Uprite adapts to your structure.
- rComplete™ (Remote): Full remote IT management for multi-branch or hybrid setups.
- Impact™ (Co-Managed): Collaborative model combining your IT team’s strengths with our compliance and security expertise.
Both options include 24/7 monitoring, regular patching, and detailed reporting to keep your technology compliant and resilient.
Case Study: Houston Wealth Management Firm Improves Uptime and Audit Readiness
Challenge: A Houston wealth management firm experienced frequent outages and compliance gaps during audits.
Solution: We implemented Uprite TRUST Secure™ with layered security controls, BDR, and vCISO oversight.
Results:
- Increased operational efficiency and client confidence
- 99.9% uptime across offices
- Passed GLBA audit with zero findings
Frequently asked questions
Financial Services FAQ
GLBA, SOX, FINRA, and Texas SB 2610 all govern data security, financial reporting, and privacy compliance.
We integrate compliance tracking into daily IT operations, so your systems are always audit-ready.
Absolutely. Our Impact℠ solution strengthens your existing team with co-managed security and compliance oversight.
Ready to Strengthen IT and Compliance?
Your clients trust you with their financial security. Trust us with your technology. With Uprite Services, you gain a Texas-based MSP that understands financial regulations, cybersecurity, and continuity.
Get Your Free Financial IT AssessmentUprite Services Is Recognized For Creating Positive Impact For Businesses Throughout Texas
Awards & Industry Recognition
The Uprite Way
Secure. Responsive. Proactive.
Client Testimonials
We Understand Your Technology Challenges
Our experts have your technology needs covered so you can stay secure, be more efficient, grow your business, and succeed in the marketplace. Schedule time with us today to explore how Uprite can help you reach your objectives.
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Learn MoreWhat Texas Clients Say About Uprite
Hector and Kareem are super helpful! They are always willing to take on my computer problems even if its small. I had my mouse disappear off my screen, it was an user issue but Hector didn't make me feel small or "dumb" for this error. We love uprite!
I’ve been extremely satisfied with Uprite Services and would recommend them without hesitation. They consistently deliver reliable, high-quality work and truly feel like a true partner rather than just another vendor. A special thank you goes to Arvin Ebueng, he is always quick to respond to our needs and incredibly easy to communicate with. No matter how busy things get, Arvin makes sure we’re taken care of promptly and with a smile. His responsiveness and clear communication have made every interaction smooth and stress-free. Thank you, Arvin and the entire Uprite team, Peerless Equipment is a customer for life!
I had been having trouble with an IT matter that I didn't think would be fixed but Arvin Ebueng from Upright took his time with me and worked with me until we were able to resolve the issue. The issue was an internal issue with the way the program was written, but Arvin came up with a great work around so that I am now able to do what I need to do at my job. Long story short, he got me access to both things that I need access to simultaneously and daily. Thanks 😊 Arvin, you are much appreciated 👏 💐 🥳.
Gerardo Sanchez was very helpful & professional. Uprite Services has great customer service and outstanding technicians. We have used them for several years and will continue our business with them.
I'm am not a "tech" person, however the team at Uprite gets me through the technological side of computers and software so that I can function on a daily basis... but the most enduring quality is that they care. Special shoot out to Mary, Sergio, Eufemio, Hector, and Jeff just to name a few... I appreciate each of you and the help you give me.
Great service by Juan and Jacob. Always helping us out at Alamo City Trailer Sales. We have been using this company for over 10 years and always happy with the work they do.
